First name: ______________________________________________________________, Surname: _______________________________________________________________, Address: ________________________________________________________________, Cell phone: ______________________________________________________________, Home phone: ____________________________________________________________, Date of birth: ____________________________________________________________, Gender: _________________________________________________________________, Marital status: ____________________________________________________________. If you haven't yet got a final questionnaire written for these purposes, have a look at this example from The Financial Advisors . Bridgewealth Advisory Group, LLC is an independent financial planning firm that is committed to providing insightful planning to help our clients define and achieve their financial goals. 3 of 16CONFIDENTIAL FINANCIAL PLANNING QUESTIONNAIRE Personal Background Information Scenario Title (Example “Financial Plan”) Names to be shown on cover CLIENT ACKNOWLEDGEMENT FAMILY MEMBERS First Although this is a File detailed proof of loss , duly sworn to, with us within sixty (60) days after the discovery of loss ; CLIENT 1 NAME: CLIENT 2 NAME: COMPLETED BY: PARAPLANNER/RESEARCHER NAME: Date completed: Joint Fact Find: Date of update (if relevant): PRIVATE & CONFIDENTIAL. Client Agreement issued to client: Business card issued to client: Fact find signed on: Client type: New Client Questionnaire Home and Personal Information Last Name Home Address Second Residence How Long? In order that we may understand your You are welcome to contact us via email or phone with any questions and for Please give details of any dependents you may have: Gender: ________________________________________________________________. Sample Financial Planning Questionnaire Example As financial planners, we help people handle their finances, achieve their financial goals, or both. - 1 - Wealth Management, LLC A Registered Investment Advisory Firm 100 Larkspur Landing Circle, Suite 110, Larkspur, CA 94939 Phone: (415) 300-4560 • Fax: (415) 461-4022 NEW CLIENT QUESTIONNAIRE AND /Filter /FlateDecode Financial Planning Questionnaire | Example Client | May 2020 16 Retirement & Pensions Retirement Client 1 Client 2 Desired retirement age: Required annual Describe desired today’ Is it more important Home New Client Questionnaire In order for us to offer the best financial advice, we ask our new clients to fill out a New Client Questionnaire. The CFQ is designed to cover the quantitative aspects of your finances. 4 0 obj No one likes getting negative feedback, but taking the time to solicit opinions from your clients can help you do … Confidential Financial Planning Questionnaire Please save a copy of this Questionnaire to your computer, complete it to the extent possible and, if possible, return it to us by e-mail prior to the introductory meeting. 2 Before You Begin… This Confidential Client Questionnaire is designed to help you gather all the required information for your financial plan. What Are You Doing Now? The questionnaire’s Page 1 of 6 Securities and advisory services offered through LPL Financial, a registered investment advisor, Member FINRA/SIPC. How Long? Please give details of all the assets you currently possess: Description of asset: ______________________________________________________, Type of asset: ____________________________________________________________, Value of asset: ___________________________________________________________. Sample Financial Planning Client Questionnaire The more we are able to know about your current financial situation and your future financial goals, the more valuable the financial plan will be to you. Financial Planning Questionnaire Name Date Page 1 of 19 Disclosure This material is not intended as an offer or solicitation for the purchase or sale of any security or financial instrument. It is the means of mounting financial policies in relation to procurement, investment, and administration of funds of an industry. Client Authorisation for Additional Information from Other Institutions or Advisers 30 2 | Financial Planning Questionnaire This is an important and confidential document. 4 | Financial Planning Questionnaire Employment Details All clients need to complete this section. Financial Planning Questionnaire 475 Riverside Drive, Suite 1700 New York, NY 10115-0049 1-800-986-6222 Page 1 of 7 Please complete each of the following … Please give details of your current financial status: Monthly income: _________________________________________________________, Tax paid: _______________________________________________________________, Rent or mortgage paid: _____________________________________________________, Car expenses: ____________________________________________________________, Utility bills: _____________________________________________________________. Confidential Client Questionnaire Integrated Financial Planning, P.C. Please list some of your financial objectives: Objective: _______________________________________________________________, Time period: _____________________________________________________________, ________________________________________________________________________________________________________________________________________________. Client 1 Client 2 Occupation Breakdown of occupation duties (administration, manual, travel, etc) Employment status Full-time Part Incomplete or inaccurate information will negatively impact the results. Once complete, be sure to click “Submit” at the bottom of each form. 1 V4.010310-TCS PRIVATE & CONFIDENTIAL FINANCIAL PLANNING QUESTIONNAIRE Client 1 Client 2 Tel No: Home Tel No: Home Work Ext Work Ext Mobile Mobile Email Email Current Address The In the financial world, proper planning is an important aspect of this field and especially when a firm is in the business of advising clients about their finances. stream A financial planning client questionnaire can be a great tool in enabling a firm to find out what goals, plans and dreams a client has and how best to help them plan financially in order for them to be realized. ASSETS C a s h E q u i v a l e n t s P e r s o n a l P r o p e r t y Checking Client Questionnaire The foundation for investing starts with proper planning; setting goals, establishing a budget, gathering financial records, and knowing your net worth. /Producer << Efficiently gather client financial planning information. Financial Planning Questionnaire | 3 Personal Details All clients need to complete this section. All rights reserved. Financial Planning Questionnaire Client Information: Client Co-Client … A financial planning client questionnaire can be a great tool in enabling a firm to find out what goals, plans and dreams a client has and how best to help them plan financially in order for them to be realized. If you’re going to help your clients accomplish their goals, it’s important to understand their starting point. /Creator /Author Client 1 Client 2 Title (e.g. PACIFIC CREST FINANCIAL ADVISORS, LLC PRELIMINARY FINANCIAL PLANNING QUESTIONNAIRE We are pleased to offer you the opportunity to meet with us on a no-obligation basis. This question is meant to be casual and you can take it wherever you want - from retirement planning, insurance coverage, to budgeting. In order to properly establish a new client engagement, please complete our Berman McAleer Financial Questionnaire as thoroughly as possible. For Cash Recovery, the member must provide documentation from the financial institution that the funds were fraudulently removed and are non-recoverable from the financial institution. First off, most of us avoid the client feedback exercise for years on end. >> Click HERE to view and download the New Client Questionnaire. Mr, Mrs) Surname Given name Preferred name Gender Male … Program questionnaires collect all the information from your client required to complete the projections for the financial planning software. /Title Financial Planning Questionnaire (continued) Cash Flow Information (Please submit most recent tax return) Note: You may elect to provide totals only for income and expenses, however it is preferable to provide as much information as possible for Please complete this questionnaire as best you can. F inancial planning fact finder Page 5 5. You want to get a good overview of the client’s current financial life. Your professional advisors Client 1 endobj a Financial planning is an ongoing process and a client should regularly consider whether financial and personal changes warrant a re-evaluation of the Plan. We strive to improve client outcomes /ModDate (D:20120522130847-07'00') Financial Planning Questionnaire Peace of mind... the most valuable service we provide. /Length 5 0 R Send over a questionnaire so that you can quickly gain important information and understand key factors that will help you gain insight into the how you can best fit into your client's solution. If you need assistance filling out this form, please don’t hesitate to contact us. We look through the client’s finance files, their assets and liabilities, talk with them to gauge their stage of life and work with them on … Client: Date: The following questionnaire is a very important tool in the financial planning process. Student Leadership Development Questionnaire, Employee Training Evaluation Questionnaire. Part 2 Comprises this Client Questionnaire or Fact Finder Partner Financial Group Building 2, 303 Burwood Hwy, Burwood East VIC 3151 & 147 Upper Heidelberg Rd, Ivanhoe VIC 3079 Ph … << ��;t�uχ�İ��C�+��+n�C�.���/���b3�Wf)ܕ�J��k&&J��, ���VJ[�n�5En��;pc�-ded4 ^����`�YI+��V�T�Ec�Y�,X*�$��R0������"H�(�҄��L��u����E)���ݍdL�9��)��㗺0P�y��KS�"Ӥ}�2IP`�8�I!MSX.�V�7$uU�� mM��=5uA��2��) ��+/U���wL^"(�A�R]����]u��-���9���Bh2Þy�1��?�V������ʊ�+n� �;ު��g��\A��?�'yUUP��U`�?e �nE1�q 2' �K��7���ɿ��+So�U,�|��ӄ7�AD��#'��D�M e�ry\�Ns.�(!���~��o�7'�. x��Zmo�F�n����C�r���p@�&������}�%ZJ#��%9�y]-����m�����33�|9?����������LPFy\\�Z5A]GU�i������$ �UOⰌ*���Ӥ,�z�"��l҅�4*&��$�늎@~N�(�����ך��s&Q9y���� y'�m۹��89�����g���"������*;�6�5Q�=�g�w���:%�nE��)�2^O[��/~9yq~���ٗ#`LY�b����7���[�,���4����+��DM�W�/�*j���KX�Y��/�� The financial planning questionnaire consists of a list of questions which is utilized for the method of assessing the capital needed and preparing its competition. But running a client survey for financial advisors isn’t straightforward. FINANCIAL PLANNING QUESTIONNAIRE Any financial plan, advice or recommendations will be based on the information you provide. The planning process starts with gathering information. © 2017 Sample Questionnaire. FINANCIAL PLANNING QUESTIONNAIRE. Home Phone Financial Objectives Financial fears Professional Advisors Accountant Firm Name Phone New Clients are encouraged to complete as much as they can of the forms below. b. Client Financial Questionnaire. Client Questionnaire – Page 3 If you want to supply information for this section in another format, feel free to do so. 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